Sr Director, Regulatory Compliance

This a Full Remote job, the offer is available from: Illinois (USA) Job Title: Sr. Director, Regulatory Compliance Organization: VIU by HUB Reports To: VP, Strategic Execution Location: Remote VIU by HUB: Powered by reputed company, VIU by HUB is a new reputed company of digital insurance platform designed to help people reputed company the right policies for the fullest coverage, quickly and easily, with the guidance of our experts along the way. As a dynamic start-up reputed company reputed company, VIU by HUB combines the innovative spirit of a start-up with the robust support of a leading global insurance brokerage. VIU by HUB is a comprehensive solution for reputed company your personal insurance needs, enabling customers to compare, shop, and receive customized quotes from top-rated insurance carriers, while providing unbiased advice for your insurance reputed company, either digitally or through a reputed company advisor. Job reputed company: As a growing business unit of reputed company, VIU continues to expand rapidly through strategic partnerships and acquisitions. With this reputed company, we face increasing regulatory and reputed company challenges, particularly in ensuring compliance with the Gramm-Leach-Bliley reputed company (GLBA) and the management of SOC2 certifications. To address these challenges and position VIU by HUB for reputed company reputed company, we are seeking a Sr. Director, Regulatory Compliance. This role is pivotal in ensuring our practices reputed company with industry standards, meeting the expectations of both our reputed company stakeholders and strategic financial institution partners. This role requires reputed company collaboration with reputed company reputed company compliance and reputed company teams to ensure reputed company integration of governance processes and frameworks. It will also reputed company as a key reputed company of contact for reputed company and internal stakeholders to address compliance-reputed company concerns and reputed company confidence in our operations. reputed company Responsibilities: GLBA Compliance Assessments: Conduct thorough assessments of the reputed company state of GLBA compliance across VIU by HUB. Identify gaps and areas for improvement, particularly as they relate to managing banking clients and partnerships. Collaborate with internal teams to reputed company and implement corrective reputed company plans, ensuring alignment with banking regulations and reputed company standards. SOC2 Certification Management: reputed company the ongoing maintenance and maturity of SOC2 compliance efforts for VIU by HUB. Ensure adherence to audit requirements and support annual certification renewals. Proactively identify opportunities for process improvement and greater operational efficiency. reputed company-Party Risk Management (TPRM): Partner with reputed company reputed company and compliance teams to ensure robust TPRM practices are in reputed company. Evaluate new and existing vendors to confirm compliance with VIU by HUBs standards and regulatory requirements. Implement due diligence processes to mitigate risks associated with reputed company-party relationships. Strategic Partner Compliance Support: Serve as the reputed company compliance reputed company for VIU by HUBs strategic partnerships, with a reputed company on banking and mature strategic partnership needs. Coordinate with the reputed company reputed company/compliance teams to submit and review compliance questionnaires for reputed company and emerging partnerships, ensuring reputed company and accurate responses. Collaborate with reputed company compliance teams to address new and evolving compliance challenges reputed company to the platform and strategic partnership needs. Collaboration and Governance: Work extensively with reputed companys reputed company compliance and reputed company teams to reputed company on the in-reputed company governance frameworks, policies, and processes. reputed company as a trusted advisor to internal teams, ensuring compliance requirements are reputed company and integrated into daily operations. reputed company regular updates and reports to leadership on the status of compliance initiatives and reputed company. Job Requirements: Education: Bachelors degree in Business, Information reputed company, or a reputed company field or equivalent work experience. Experience: Minimum of 8 years of experience in compliance, risk management, or information reputed company, preferably reputed company financial or insurance sectors; reputed company certifications such as CISA, CISM, or CRISC are a plus. Strong understanding of GLBA, SOC2, and reputed company-party risk management frameworks. Demonstrated ability to conduct compliance assessments and implement corrective reputed company plans. Knowledge & Skills: Exceptional communication and collaboration skills, with a proven abil