Supervisory Officer

Your roleAre you an expert on risk and supervision Do you know how to make the right call in challenging situations We're looking for someone like this who can: help drive initiatives related to sales supervision, compliance and business risk, including implementation and education review various supervision processes support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits partner with Compliance, including providing input to policy and supporting communication of policies serve as a point of contact for issues that cannot be resolved, and escalate issues as requiredYour teamWe help high net worth and ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them. Youll be a member of the Manhattan Market Team.Your expertise ideally 2+ years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus track record of leadership great communicator (and you know how to handle challenging situations) reliable when working independently, with sound judgment for when to escalate issues quickly adaptable to changing market situations, technology and business needs youre curious to explore how AI can improve how we build, deliver, and optimize workflows. You do this with sound judgment validating outputs and aligning with policies, risk standards, and ethical use .