Business Risk Compliance Officer (Manager Level)

Role and Responsibility: Fully implement Operational Risk Management tools and processes across RHB Bank Thailand to identify, assess, measure, monitor, and mitigate operational risk exposure/likelihood. Establish an effective partnership with the Risk Management Department towards managing BA/FA operational risks to be in line with the Bank’s business objectives. Ensure the respective business/functional unit’s business continuity coordinator is fulfilling all required tasks. Advisory to all departments within RHB Bank Thailand on risk mitigation measures within operations, especially on high-risk areas. Establish an effective partnership with the Compliance Department towards managing RHB Bank Thailand regulatory compliance risks to be in line with the Bank’s business objectives. Work with respective business/functional units to ensure emerging compliance issues, as highlighted by the Compliance unit, are addressed in a timely and satisfactory manner. Monitor day-to-day compliance obligations of RHB Bank Thailand and escalate any issues where regulatory non-compliance is not addressed to the Compliance unit. Apprise the Compliance unit of any correspondence of RHB Bank Thailand to and from regulators relating to any risk or regulatory compliance matter. Ensure that sufficient compliance capability, skill, and resourcing levels are maintained. Keep abreast of regulatory requirements by liaising and attending programs by the Compliance unit. Advisory to all business/functional units on regulatory compliance risk mitigation measures within operations to ensure no non-compliance breaches or recurrence of compliance breaches. Work with respective business/functional units to strengthen the compliance culture and foster compliance awareness among the first line with continuous efforts (e.g., compliance to mandatory compliance learning). Develop and provide training on Operational Risk Management & Regulatory Compliance awareness to all levels of staff to promote an effective risk & compliance culture across business/functional units. Qualification: Bachelor’s degree in Banking, Finance, or a related field. Minimum 5 years of experience in banking operations within established financial institutions. Proven track record in managing operations in similar market environments. In-depth knowledge of regulatory frameworks, financial reporting standards, and the ability to adapt them to various business models. Strong understanding of local regulatory guidelines, laws, and compliance requirements. Demonstrated ability to manage cross-functional relationships across departments and business units. Strong analytical and problem-solving skills. Excellent interpersonal and communication skills in both Thai and English (oral, written, and presentation). Up-to-date knowledge of financial regulatory requirements, with a proven background in branch operations. Ability to establish strong working relationships and provide effective assurance on operational risk and regulatory compliance measures. Certificate in Regulatory Compliance and/or Anti-Money Laundering/Counter Financing of Terrorism (AML/CFT) would be an added advantage.