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RO1,4,9 / Responsible Officer (Type 1,4,9) – Advisory / Flexible Arrangement

Cornerstone Global Partners · Hong Kong Island

📅 13/08/2026
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About the role An RO1 role to support the company's ongoing licensing maintenance and regulatory compliance matters. Key responsibilities Provide support on SFC licence maintenance and ongoing regulatory requirements Assist with regulatory filings, compliance monitoring and internal control matters Work closely with internal stakeholders to support the firm's compliance with licensing obligations Provide professional input on regulatory and licensing-related matters as needed Requirements: Holder of RO1 status or eligible to act as Responsible Officer Relevant experience in licensing maintenance, compliance or regulated business support Familiar with SFC regulatory requirements and ongoing compliance obligations Mature, detail-minded and able to work independently Benefits Flexible working arrangement Advisory style engagement can be considered Stable platform Good opportunity for candidates seeking better work-life balance
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