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VA Responsible Officer (RO) —Type 1&4&9

Experis · Tsim Sha Tsui, Yau Tsim Mong District

📅 05/08/2026
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We are a leading enterprise in the cross-border payment and FinTech industry, with extensive business coverage across major global markets. To further expand our virtual asset and Web3 payment ecosystem in Hong Kong, we are assembling an elite team with an international vision. We have already established a foundational compliance and regulatory framework on the ground, and are currently seeking a seasoned professional with deep expertise in HK SFC regulations and virtual asset compliance to join us in building the next generation of compliant digital asset financial services. Key Responsibilities 1. Regulatory Compliance & Reporting: Act as the Responsible Officer (RO)​ for the company’s Type 1, 4, and 9 licenses. Serve as the primary liaison with the Hong Kong Securities and Futures Commission (SFC). Manage license maintenance, variation applications, and regulatory reporting to ensure continuous adherence to the SFC Code of Conduct and related guidelines. 2. Virtual Asset Business Integration: Develop compliant operational frameworks for Security Token Offerings (STOs), virtual asset funds, and related financial products, integrating them with our existing Web3 payment and cross-border settlement​ infrastructure. Coordinate with VATP operations to ensure seamless and compliant fiat-to-crypto (On/Off Ramp) processes. 3.Risk Management & Internal Control: Establish and refine KYC , AML , and CTF policies specific to virtual asset transactions. Oversee trade execution and asset custody workflows to prevent insider trading and market manipulation risks. 4.Product Design & Advisory Support: Participate in the design of financial products for institutional clients (Type 1 & 9). Provide professional advice on virtual asset allocation and investment strategies (Type 4), ensuring strict compliance with "Investor Suitability" principles. Qualifications & Requirements Licensing (Mandatory): Must hold valid and active HK SFC licenses for Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management). Clean regulatory record with no history of disciplinary actions or fines from the SFC. Minimum 8 years of experience working in HK SFC-licensed financial institutions. Preferred:​ Hands-on experience in Virtual Assets, Blockchain, Web3 Payments, or Digital Banking. Familiarity with Stablecoins, DeFi, or RWA (Real World Assets) business models is a strong advantage. Skills & Knowledge: Expert knowledge of the Hong Kong Securities and Futures Ordinance (SFO), Anti-Money Laundering and Counter-Terrorist Financing Ordinance, and relevant SFC circulars (e.g., the regulatory framework for Virtual Asset Trading Platforms). Strong risk identification capabilities with the ability to balance business innovation against compliance boundaries. Language: Professional proficiency in English (spoken and written) is required. Native or fluent Mandarin Chinese. Proficiency in Cantonese is strongly preferred to facilitate direct day-to-day engagement with local regulators, institutional counterparties, and clients.
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