Dealer / Associate

Job Description職位描述： DL Securities (HK) Limited, a Hong Kong SFC-licensed companies, is now seeking an experienced Responsible Officer to join our team. This is a full-time position, primarily responsible for overseeing the company's Type 1 and Type 4 regulated activities, ensuring compliance with relevant regulatory requirements, managing risks, and maintaining a high level of integrity and professional standards. Main Responsibilities 主要職責： Handle client order executions in all investment products, experienced with on-board block trading is an advantage Review trade documentation and ensure that dealing orders are completed accurately; Maintain complete, accurate and timely records of all customer interactions and service requests in designated internal systems Handle clients' enquires on account opening, trading platform and market information with good customer service skills; Perform KYC to comply with SFC for account opening procedures; Perform other ad hoc duties as assigned. Job Requirements 任職要求： - Bachelor's degree or above in finance, economics, or business-related fields; -Must be a current SFC Licensed Representative Type 1 holder. PASS the Post-training Examination for the Core Curriculum of the Certification Programme for Virtual Asset Professionals is an advantage. - Familiar with the SFC regulations for virtual asset trading platforms. - 1-3 years of solid experience in SFC licensed firms in financial markets. - Familiarity with trading processes and securities market operations. - Strong communication and problem-solving skills. - Fluent in Cantonese, Mandarin and English-Customer service-oriented, a good team player with good communication skills, and a strong sense of responsibilities. 註：請附上中文及英文簡歷作工作申請。