Assistant Compliance Manager - Global Markets Business Management

Responsible for compliance management and surveillance, provide professional compliance analysis and support of trading, investment and sales functions under Global Markets. Key Responsibilities: To draft, update and maintain Financial Markets policies, procedures and guidelines. Ensure business operations is comply with regulatory and risk management requirements Assist in conducting compliance monitoring of sales functions within Financial Markets To organize and deliver training to relevant staff to enhance overall compliance awareness Assist in preparing reports and materials for management Coordinate with internal and external stakeholders on projects Competencies required: Bachelor’s degree holder or above, preferably major in Business, Finance, Law and Economics 2-5 years of relevant working experience in financial markets, with background in Financial Markets business management or compliance highly preferred. Familiar with the products, services, and overall middle-and-back-office operational processes of the financial markets. Familiar with the regulatory requirements of HKMA, SFC and other banking related legislation and guidelines Self-initiated, analytical-minded and able to handle multi-tasks under tight schedule Good communication and interpersonal skills with good command of Chinese (Mandarin) in both written and spoken 主要职责： 协助监控金融市场中的销售活动，确保交易、投资和销售行为符合合规标准。 培训组织与交付 实施针对相关员工培训，提升团队对监管要求和内部政策的理解和遵守。 报告准备与支持 准备金融市场相关汇报材料，包括但不限于月度/季度/半年/全年工作汇报，工作汇报PPT及其他特定的汇报材料 跨部门协调与外部沟通 岗位要求： 本科或以上学历，持有学士学位或以上，优先考虑商业、金融、法律或经济学相关专业为佳 二至四年相关工作经验，具有金融市场部或业务管理经验者优先 熟悉金融市场的产品、服务和运作流程，了解相关的监管要求和法规。 熟悉香港金融管理局（HKMA）、证券及期货事务监察委员会（SFC）等监管机构的法规要求。 具备分析思维能力，能够在高压下处理多项任务。 具备良好的沟通和人际交往能力，能够与不同部门和外部机构有效合作。 中文（普通话）读写流利，英语能力佳者优先。